Securities law

insider trading by Stephen M. Bainbridge

Publisher: Foundation Press in New York

Written in English
Cover of: Securities law | Stephen M. Bainbridge
Published: Pages: 190 Downloads: 981
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  • United States.
  • Subjects:

    • Insider trading in securities -- Law and legislation -- United States.
    • Edition Notes

      Includes index.

      Statementby Stephen M. Bainbridge.
      SeriesTurning point series, Turning point series (Foundation Press)
      LC ClassificationsKF1073.I5 B35 1999
      The Physical Object
      Paginationix, 190 p. ;
      Number of Pages190
      ID Numbers
      Open LibraryOL6804627M
      ISBN 101566627370
      LC Control Number00267290

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  Use this guide to find a book on a legal topic. This resource discusses basic securities regulation issues and provides the specifics on a variety of topics, including registration requirements, process of registration, exemptions from and liabilities under the Securities Act, registration and reporting requirements, shareholder suffrage, corporate takeovers, and civil Author: Catherine Biondo. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: Please identify the book(s) you wish to receive, provide your institutional contact information, and submit your request Edition: Securities Law. As this reference text undergoes modification due to securities law developments and the author’s prerogative, I thank the contribution of all those mentioned in the acknowledgments to the First and Second Editions as well as the publishers who have granted permission for me to use excerpts from my other books and articles. Cadwalader, Wickersham & Taft LLP. National Tier 1 in Securities Regulation. No. of National Rankings: No. of Regional Rankings: Add to Compare: National Tier 1 in Securities Regulation. No. of National Rankings: No. of Regional Rankings: Add to Compare: Covington & Burling LLP. National Tier 1 in Securities Regulation.

  Securities Act § (Effective until October 1, ) Definitions. A. When used in this chapter, unless the context otherwise requires: "Agent" means any individual who, as a director, officer, partner, associate, employee or sales representative of a broker-dealer or issuer, effects or undertakes to effect sales of securities, otherwise than on behalf of (i) an . This book provides essential information for practitioners dealing with securities laws in Ontario, including full text of the Ontario Securities Act, Ontario Securities Commission Rules, Policies, and Notices, National Instruments and Policy Statements, and Rules of Procedure.

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ISBN: OCLC Number: Description: xv, pages ; 24 cm. Contents: What is a security --World of securities law --Business context of securities law --What can be done during Securities Act registration --How securities are registered under the Securities Act --Exemptions from the registration requirements --Resales by security holders.

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